//Compliance & Regulatory Audits
Compliance & Regulatory Audits2018-10-11T14:18:16+00:00

Compliance & Regulatory Audits

Many organisations are either obliged to obtain independent verification of financial and other information reported to regulators, or voluntarily seek independent verification to avoid factual errors and the risk of non-compliance. Our experienced team in Perth can help you to manage the risks and consider the key opportunities.

Our compliance and regulatory audits cover the following:

  • Trust audits for solicitors and real estate agents
  • Compliance plans
  • ASIC Financial Service Licences
  • APRA Prudential Requirements

Our team has the experience and knowledge of not only the regulatory compliance requirements of both financial and non-financial reporting, but are also able to make recommendations to ensure strong corporate governance is maintained at all times. We ensure compliance is achieved and is consistent with the entity’s commercial objectives.

Your contacts

Nick Hollens
Nick HollensManaging Director
Rafay Nabeel
Rafay NabeelAudit Director
John Morrison
John MorrisonManager – Assurance & Advisory